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Draft Annual Internal Audit Work Plan for Bank Holding Company Regulatory Compliance

Compliance & Regulatorybanking-regulationinternal-auditBSA-AMLfair-lendingthird-party-risk-managementOCCenterprise-risk-assessmentaudit-planning

Instructions

Draft a risk-based internal audit work plan for a community bank holding company using the attached source documents. Output: `fy2025-internal-audit-work-plan.docx`.

Work type: Draft — Produce a legal document such as a contract, motion, or client letter.

Deliverables (1)

fy2025-internal-audit-work-plan.docx

Reference documents (8)

DOCX
audit-committee-minutes-sep-2024.docx
45.7 KB
Open
XLSX
audit-resource-plan-fy2025.xlsx
14.1 KB
Open
DOCX
bsa-aml-audit-report-2024.docx
56.6 KB
Open
XLSX
enterprise-risk-assessment-2024.xlsx
45.5 KB
Open
DOCX
fy2024-audit-completion-report.docx
62.8 KB
Open
DOCX
occ-supervisory-letter-2024.docx
49.8 KB
Open
DOCX
ridgeline-engagement-agreement.docx
52.7 KB
Open
DOCX
strategic-initiatives-briefing-q4-2024.docx
45.3 KB
Open

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Rubric (73)

Each criterion is judged independently as pass or fail. The task scores 1.0 only if every criterion passes.

73 of 73 criteria