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Draft Investment Advisory Agreement for Newly Registered RIA's Separately Managed Account Program

Funds & Asset Managementinvestment-advisory-agreementSEC-complianceInvestment Advisers Actseparately-managed-accountshigh-net-worthfiduciary-dutycustody-arrangementsfee-schedule

Instructions

Draft an execution-ready investment advisory agreement for the attached SMA program and prepare a companion drafting-notes memo covering key decisions, cross-document inconsistencies, and regulatory considerations. Output: `crestline-advisory-agreement.docx` and `drafting-notes-memo.docx`.

Work type: Draft — Produce a legal document such as a contract, motion, or client letter.

Deliverables (2)

crestline-advisory-agreement.docx
drafting-notes-memo.docx

Reference documents (5)

DOCX
crestline-adv-part2a-brochure.docx
53.0 KB
Open
DOCX
crestline-advisory-term-sheet.docx
47.9 KB
Open
DOCX
crestline-compliance-memo.docx
50.1 KB
Open
DOCX
harborline-custody-summary.docx
45.3 KB
Open
DOCX
model-client-profile.docx
43.3 KB
Open

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Rubric (65)

Each criterion is judged independently as pass or fail. The task scores 1.0 only if every criterion passes.

65 of 65 criteria